Courtney Pregler

Courtney Pregler is the Chief Compliance Officer for Tolleson Wealth Management. Her responsibilities include oversight and management of the firm’s SEC and Trust Compliance programs. Courtney also serves as Chairman of the SEC Compliance Committee, Co-Chair of the Risk Committee, and is a member of the Trust Committee.

Courtney has more than 15 years of experience focused on SEC and FINRA compliance programs. She joined Tolleson Wealth Management as a Compliance Officer in 2013 and was promoted to Compliance Manager in 2016, Compliance Director in 2020, and most recently to Chief Compliance Officer in 2024 upon the retirement of Tracie Klein, Tolleson’s former Chief Compliance Officer and Chief Administrative Officer. Since joining the firm in 2013, she has been an integral part of building out the firm’s program focused on meeting all regulatory standards and expectations. Prior to joining Tolleson, Courtney was a Compliance Officer for Argentus Partners, where she helped manage the compliance programs for a dually registered broker deal and investment advisory firm. Additionally, Courtney was a Compliance Analyst for Dimensional Fund Advisors focused on pre-and-post trade compliance and Code of Ethics requirements.

Courtney graduated from the University of Texas with a degree in English. In her free time, Courtney enjoys playing the piano and spending time with her husband and four children.